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At First Financial Equity Corporation (FFEC), we believe that in order to pursue and preserve the highest level of customer satisfaction for our clients, we must provide a superior work environment. The majority of FFEC Advisors are dually registered as a Registered Representative and an Investment Advisor Representative. This provides them the freedom and flexibility to choose products and services that are best suited for their clients.

Advisors with FFEC find the payout and atmosphere of an independent brokerage firm while also securing many of the benefits of working at a major wirehouse. At FFEC, you can run your practice for the benefit of your clients and yourself by choosing the platform that best suits your situation. Because of our unique structure and independent status, FFEC is able to provide our Advisors with a variety of platforms that can be customized to fit their business model.

Standard Package - Traditional Employee

We will provide you with a fully furnished and equipped private office at no cost to you at our Scottsdale, Dallas, Denver Tech Center, Downtown Denver, Billings, Sun City, San Diego, Tucson Sage Financial Services, Tucson La Paloma, and Wichita locations. You will have access to all standard office supplies, free underground parking (where available), conference rooms and operations. As a W-2 employee, you will be eligible to participate in our 401k and group medical, dental and vision programs, Benefit Package. Your payout will be determined by our monthly grid formula. 

Independent Contractor

If you desire even more independence, an Independent Contractor option is also available, which provides you with the opportunity to independently manage your own business. Under this plan, you would be responsible for all expenses necessary to operate your business, with the exception of regulatory compliance. You may work out of your home or establish an office location. You would be paid as a 1099 employee at a rate negotiated prior to joining FFEC.

FFEC is also looking for highly motivated registered investment professionals to continue to expand to other cities and locations under certain circumstances. If you are interested in learning more, please contact a member of FFEC’s Management Team.